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Linear continuation

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The principle of linear continuation states that every linear map is exactly determined by the images of the basis vectors. It provides an alternative way to characterize a linear map.

Motivation

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So far, we have mostly specified linear maps by saying where each vector of a vector space V is mapped. Those are a lot of vectors, e.g. infinitely many for V=n. Is there a way to specify the map with less vectors? Perhaps finitely many ones?

For every vector vV of our starting vector space we have to provide the information to which vector of the target vector space it should be mapped. Every such vector can be represented within a basis: If V is a K-vector space with basis {b1,,bn} and vV, then there are unique coefficients λ1,,λnK such that v=i=1nλibi holds.

Now, consider a linear map f:VW into another K-vector space W. The basis vectors of V then have images f(b1)=:w1,,f(bn)=:wnW. Now, an important trick follows: we can use these images w1,,wn as building bricks to construct f(v): by linearity (= additivity + homogeneity) of f, we have that:

f(v)=f(i=1nλibi) f is additive=i=1nf(λibi) f is homogenous=i=1nλif(bi) f(bi)=wi=i=1nλiwi

This is amazing: For any vV, the image f(v) can be reconstructed using w1,,wn. Than means the information how the (often infinitely) many vV are mapped by f can be condensed in specifying only n vectors! For a linear map f:33, knowing three vectors w1,w2,w3 already suffices to know the image of all infinitely many vectors.

The following theorem assures mathematically that this reconstruction works for any finite dimensional vector space:

Principle of linear continuation

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Theorem (Linear continuation)

Let K be a field, V and W two K-vector spaces and {b1,,bn} a basis of V. Further, let w1,,wnW be any vectors from W. Then, there exists exactly one linear map f:VW with f(bi)=wi for all i{1,,n}.

How to get to the proof?

First we have to find and define a suitable map f. This map is basically given in the "motivation" section. But, is it really mathematically well-defined?

Once we have chosen a map, we should check that it is indeed linear and satisfies the requirement f(bi)=wi. Thus a suitable map exists.

Finally we have to show that the map with these properties is uniquely determined. To do this, we assume that there is another map with the same properties. Then we have to show that this map with f is identical.

Proof

Let vV. Since b1,,bn form a basis of V, there are clearly certain coefficients λ1,,λnK such that v=i=1nλibi. Now we set

f(v)=f(i=1nλibi):=i=1nλiwi

Because the coefficients λi are uniquely determined, the map f is well-defined.

Further, it follows immediately that f satisfies the requirement f(bi)=wi for every i{1,,n}, because for every i we have that:

f(bi)=f(1Kbi+ji0Kbj)=1Kwi+ji0Kwj=wi

Now we show that f is linear. For this, let v,vV with v=i=1nλibi and v=i=1nμibi as well as μK. Then:

Aktuelles Ziel: additivity

f(v+v)=f(i=1nλibi+i=1nμibi)=f(i=1n(λi+μi)bi)=i=1n(λi+μi)wi=i=1nλiwi+i=1nμiwi=f(v)+f(v)

Aktuelles Ziel: homogeneity

f(μv)=f(μi=1nλibi)=f(i=1nμλibi)=i=1nμλiwi=μi=1nλiwi=μf(v)

Finally we want to show that f is uniquely determined by the properties of being linear and for every i{1,,n} mapping the basis vector bi to wi. To do this, suppose there is a second map g:VW with exactly these two properties. We then have to show that f=g. Let for this v=i=1nλibiV be arbitrarily. Then:

g(v)=g(i=1nλibi)g is linear=i=1nλig(bi)g(bi)=wi=i=1nλiwi=f(v)

We have shown that f and g take the same value for every vector vV. So both maps are the same and we are done with the proof of uniqueness.

Hint

In the premise on the principle of linear continuation, a basis {b1,,bn} of V occurs. That is, V must be finite-dimensional. However, W might be infinite-dimensional.

Actually, the statement also holds for V being infinite-dimensional. The proof works similar to the one above.

Examples

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Example 1

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Example

We consider the -vector space 2 with the basis {b1,b2} where b1:=(2,1)T and b2:=(1,1)T. It can easily be seen that this is basis. (you may now think a moment about why) Let w1:=(1,3)T and w2:=(2,2)T be two vectors. By the theorem above, there hence exists a unique linear map f:22 given by f(b1)=w1 and f(b2)=w2. What is the image of f for a general vector (x,y)T2?

We proceed as in the theorem on the principle of linear continuation: let (x,y)T be a vector in 2. First, we represent (x,y)T as a linear combination of basis vectors b1,b2. So we determine λ1,λ2 such that (x,y)T=λ1b1+λ2b2. They are given by:

(xy)=λ1b1+λ2b2=λ1(21)+λ2(11)=(2λ1+λ2λ1+λ2)

So we need to solve the system of equations

x=2λ1+λ2y=λ1+λ2

for λ1 and λ2. Subtracting the second equation from the first, we obtain xy=λ1. To get λ2, we substitute this result into the second equation:

y=λ1+λ2=(xy)+λ2

If we resolve for λ2, we get λ2=2yx. Consequently, the linear combination we are looking for is (x,y)T=(xy)b1+(2yx)b2.

By the proof of the theorem above, we know how f acts on (x,y)T:

f(xy)=f((xy)b1+(2yx)b2)=(xy)w1+(2yx)w2=(xy)(13)+(2yx)(22)=(xy+2(2yx)3(xy)+2(2yx))=(x+3yx+y)

So the f has the general image

f:22(xy)(x+3yx+y)

Example 2

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Example

We consider the map f:22 with f(v1v2)=(v1+v23v2).

As basis of 2 we choose {b1:=(2,0)T,b2:=(1,1)T}. Then

f(20)=(20) and f(11)=(23)

So we could also specify the linear map f by requiring that it maps b1 to (2,0)T and b2 to (2,3)T. This only requires fixing two vectors.

Example 3

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Example

Is there a linear map f:22 with f(11)=(11) and f(22)=(31)?

Assuming there is such a map, then we would have:

(31)=f(22)=f(2(11))=2f(11)=2(11)=(22)

This is a contradiction. Hence such a linear map f cannot exist.

Question: A linear map f:22 should be specified by exactly 2 vectors and we have 2 vectors. Then why is there a contradiction, anyway?

The vectors (11) and (22) are linearly dependent, but the function values we assigned to them are not multiples of each other. This is where the contradiction comes from. However, this does not contradict the theorem of linear continuation. Because there the function values are given for a basis.

Properties of the linear continuation

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In the following, V and W are two K-vector spaces, {b1,,bn} is a basis of V and w1,,wnW are vectors in W. Let f:VW be a linear map with f(bi)=wi for all i{1,,n}. Because of the above theorem such a linear map exists and it is unique.

Theorem (Properties of the linear continuation)

f(V)=span(w1,,wn)

In particular we have that f is surjective if and only if {w1,,wn} is a generator of W.

How to get to the proof?

We establish the first statement by showing equality of sets. That is, we prove that f(V)span(w1,,wn) and f(V)span(w1,,wn) hold.

For the first inclusion we consider an element wf(V). So there exists a vV such that f(v)=w holds. We can write this v as a linear combination of the basic elements b1,,bn of V. Together with the linearity of f it can then be shown that we may also write w as a linear combination of w1,,wn.

For the other inclusion "f(V)span(w1,,wn)" we now consider a wspan(w1,,wn). Then we can write w as a linear combination of wi. Since wi=f(bi) holds, w is representable as a linear combination of f(b1),f(bn). And since f is linear, we can now show that w lies in f(V).

Thus we can easily prove that f is surjective exactly if {w1,,wn} is a generator of W using the following statements:

  • f is surjective if and only if W=f(V) holds.
  • {w1,,wn} is a generator of W if and only if W=span(w1,,wn) holds.
  • f(V)=span(w1,,wn) (our already proved statement).

Proof

Beweisschritt: f(V)=span(w1,,wn)

: Let wf(V). Then there is a vV with f(v)=w. Since b1,,bn is a basis of V, there are coefficients λ1,,λnK such that v=i=1nλibi. Now we have:

w=f(v)=f(i=1nλibi)=i=1nλif(bi)=i=1nλiwi

i.e., we managed to write w as a linear combination of wi, such that wspan(w1,,wn).

: Let wspan(w1,,wn), then there are coefficients λ1,,λnK such that w=i=1nλiwi. By definition of f we have:

w=i=1nλiwi=i=1nλif(bi)=f(i=1nλibi)f(V)

In particular, this implies the second statement:

Beweisschritt: f is surjective, if and only if {w1,,wn} is a generator of W.

If f is surjective, then:

W=f(V)=span(w1,...,wn) (according to the statement above).

Therefore, {w1,...,wn} is a generator of W.

Conversely, if {w1,...,wn} is a generator, then we have that f(V)=span(w1,...,wn)=W, and f is surjective.

Theorem (Injective maps send bases to linearly independent vectors)

f is injective, if and only if {w1,,wn} is linearly independent.

How to get to the proof? (Injective maps send bases to linearly independent vectors)

For equivalence, we need to show two implications. In the proof of "" we want to show that the vectors w1,,wn are linearly independent if f is injective. We assume that f is injective and consider the zero vector as a linear combination of w1,,wn, i.e. 0W=μ1w1+μnwn with μ1,,μnK. We now want to prove that all coefficients μi vanish. If we replace in our linear combination wi with the respective f(bi) and use the linearity of f, we get

0W=f(μ1b1++μnbn).

We know that f(0V)=0W because f is linear. So

f(0V)=f(μ1b1++μnbn).

Using injectivity of f, it follows that 0V=μ1b1++μnbn. Since the basis b1,,bn is linearly independent, we have μi=0 for all i=1,,n.

In the proof of "", our goal is to show that f is injective if w1,,wn are linearly independent. To do this, we consider two vectors v,v~V with f(v)=f(v~). We want to show that v=v~. Since b1,,bn forms a basis of V, we can represent v and v~ as a linear combination of them:

v=μ1b1++μnbn and v~=μ~1b1++μ~nbn with μ1,,μn,μ~1,,μ~nK

To prove v=v~, it is enough to show that μi=μ~i for i=1,,n holds. With f(v)=f(v~) and the linearity of f we get

μ1f(b1)++μn(bn)=μ~1f(b1)++μ~nf(bn)

Because of f(bi)=wi we get the representation

μ1w1++μnwn=μ~1w1++μ~nwn

Because of the linear independence of w1,,wn their linear combinations are unique and one has μi=μ~i for all i=1,,n.

Proof (Injective maps send bases to linearly independent vectors)

We need to establish two directions.

Proof step: If f is injective, then the {w1,w2,,wn} are linearly independent.

Let μ1,μ2,,μnK and let

0W=μ1w1++μnwn=μ1f(b1)++μnf(bn)=f(μ1b1++μnbn)

For any linear mapping, it is also true that f(0V)=0W. Since f is injective, we have

μ1b1++μnbn=0V

Further, since {b1,b2,,bn} is a basis of V:

μ1=μ2==μn=0K

Thus, the {w1,w2,,wn} are linearly independent.

Proof step: If the {w1,w2,,wn} are linearly independent, then f is injective.

Let v,vV with f(v)=f(v). Then, there are some μ1,μ2,,μn,μ1,μ2,,μnK with v=μ1b1++μnbn and v=μ1b1++μnbn. We have that:

μ1w1++μnwn=μ1f(b1)++μnf(bn)= f(μ1b1++μnbn) since f(v)=f(v)= f(μ1b1++μnbn)= μ1f(b1)+μnf(bn)= μ1w1++μnwn

If {w1,w2,,wn} are linearly independent, the representation is unique, so μi=μi;(i=1,2,,n)v=v. Thus f is injective.

Theorem (Bijective maps send bases to bases)

f is bijective if and only if {w1,,wn} is a basis of W.

How to get to the proof? (Bijective maps send bases to bases)

We simply combine the statements of the last two theorems.

Proof (Bijective maps send bases to bases)

Proof step: If f is bijective, then {w1,,wn} is a basis of W.

Since f is bijective, also f is injective and surjective. Therefore, according to the last two theorems, {w1,...,wn} form a linearly independent generator. This generator is always a basis.

Proof step: If {w1,,wn} is a basis of W, then f is bijective.

Suppose {w1,...,wn} is a basis - so in particular it is linearly independent and a generator. Then, we have by the last two theorems that f is injective and surjective - so in particular bijective.

Exercises

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Exercise (Linear maps under some conditions)

Let u=(1,0,1)T,v=(0,1,2)T and w=(1,2,3)T. Is there an -linear map f:32 that satisfies f(u)=(0,1)T,f(v)=(1,1)T,f(w)=(2,1)T?

How to get to the proof? (Linear maps under some conditions)

First you should check if the vectors u,v,w are linearly independent. If this is the case, {u,v,w} is a basis of 3 because of dim(3)=3. Using the principle of linear continuation, the existence of such a linear map would follow f. Let thus λ1,λ2,λ3:

λ1u+λ2v+λ3w=(λ1+λ3λ2+2λ3λ1+2λ2+3λ3)=(000).

But then also λ1=λ3,λ2=2λ3 and so 2λ1=λ2 must be fulfilled. However, this equation has not only the "trivial" solution λ1=λ2=λ3=0. In fact, the upper equation is satisfied for λ1=1,λ2=2,λ3=1. Thus, one obtains

u+2v=w.

For such a map f, the relation f(u)+2f(v)=f(w) would then have to hold, which is a contradiction to

f(u)+2f(v)=(2,1)T,f(w)=(2,1)T

Solution (Linear maps under some conditions)

Let us first assume that such a linear map f would exist. By the following calculation

u+2v=(101)+(024)=(123)=w

we see that f(u)+2f(v)=f(w) should hold. But this is a contradiction to the other conditions, because those would imply

f(u)+2f(v)=(0,1)T+2(1,1)T=(2,1)T(2,1)T=f(w)

So there is no such f.